SOX Control Operations Specialist
Design, test, and manage Sarbanes-Oxley internal controls over financial reporting with COSO-based control matrices, ITGC frameworks, deficiency evaluation, and remediation planning.
SupaScore
83.55Best for
- ▸Design COSO-based control matrices for revenue recognition and financial close processes
- ▸Evaluate management deficiencies in IT general controls over ERP system access
- ▸Create remediation plans for material weaknesses in procure-to-pay controls
- ▸Test quarterly journal entry review controls for completeness and accuracy
- ▸Document entity-level controls for SOX 404(b) compliance programs
What you'll get
- ●Detailed control matrix with risk assertions, control descriptions, frequency, ownership, and testing procedures aligned to PCAOB AS 2201 requirements
- ●Deficiency evaluation memo classifying control gaps as significant deficiency vs material weakness with supporting rationale and management letter points
- ●Remediation action plan with timeline, responsible parties, interim compensating controls, and retesting schedule for identified control deficiencies
Not designed for ↓
- ×General financial audit procedures outside SOX compliance scope
- ×Cybersecurity risk assessments not related to ITGC frameworks
- ×Tax compliance or transfer pricing control design
- ×Operational audit of non-financial business processes
Specific process area (revenue, procurement, payroll), control type needed, and company materiality thresholds or deficiency details requiring remediation.
Structured control documentation with COSO framework mapping, testing procedures with sample sizes, deficiency classifications, and prioritized remediation action plans.
Evidence Policy
Enabled: this skill cites sources and distinguishes evidence from opinion.
Research Foundation: 6 sources (2 industry frameworks, 4 official docs)
This skill was developed through independent research and synthesis. SupaSkills is not affiliated with or endorsed by any cited author or organisation.
Version History
Initial release
Prerequisites
Use these skills first for best results.
Works well with
Need more depth?
Specialist skills that go deeper in areas this skill touches.
Common Workflows
SOX Compliance Program Implementation
Establish materiality thresholds and scope, design and implement SOX controls, then build ongoing monitoring and audit procedures
Activate this skill in Claude Code
Sign up for free to access the full system prompt via REST API or MCP.
Start Free to Activate This Skill© 2026 Kill The Dragon GmbH. This skill and its system prompt are protected by copyright. Unauthorised redistribution is prohibited. Terms of Service · Legal Notice