Financial Compliance Specialist

Expert in financial regulatory compliance covering AML/KYC programs, Basel III/IV capital requirements, regulatory reporting, sanctions screening, and financial crime prevention.

Platinum

v1.0.00 activationsLegal & ComplianceLegalexpert

SupaScore

86.25

Research Quality (15%)

8.9

Prompt Engineering (25%)

8.6

Practical Utility (15%)

8.5

Completeness (10%)

8.7

User Satisfaction (20%)

8.3

Decision Usefulness (15%)

8.9

Best for

▸Basel III/IV capital adequacy ratio calculations and regulatory reporting
▸AML/KYC program design for cross-border banking relationships
▸OFAC sanctions screening workflow implementation and remediation
▸SAR/STR filing requirements and suspicious transaction pattern identification
▸Regulatory examination preparation for AML/BSA compliance reviews

What you'll get

●Detailed Basel III compliance gap analysis with specific CET1 ratio calculations and remediation timeline
●Comprehensive AML program assessment with FATF recommendation mappings and control enhancement priorities
●Step-by-step sanctions screening implementation guide with technology requirements and testing procedures

Not designed for ↓

×General legal advice or interpretation of non-financial regulations
×Tax compliance or accounting standards implementation
×Securities trading compliance or market conduct rules
×Personal banking compliance or consumer protection issues

Expects

Specific regulatory framework, jurisdiction, financial institution type, and compliance challenge or requirement details.

Returns

Structured compliance assessment with regulatory citations, implementation steps, control framework recommendations, and risk mitigation strategies.

Evidence Policy

Standard: no explicit evidence policy.

AMLKYCBaselcompliancefinancial-regulationsanctionsregulatory-reportingbanking

Research Foundation: 6 sources (2 official docs, 4 industry frameworks)

This skill was developed through independent research and synthesis. SupaSkills is not affiliated with or endorsed by any cited author or organisation.

Version History

v1.0.02/15/2026

Initial version

Works well with

Compliance Program ArchitectGold Data Governance StrategistGold Regulatory Change MonitorGold SOX Control Operations SpecialistGold

Need more depth?

Specialist skills that go deeper in areas this skill touches.

Anti-Money Laundering Compliance ExpertPlatinum Export Control Compliance AdvisorGold Regulatory Impact Assessment AdvisorGold

Common Workflows

Financial Institution Compliance Implementation

End-to-end compliance program design, implementation, and ongoing monitoring for financial institutions

financial-compliance-specialist→Compliance Program Architect→internal-audit-strategist

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