Ensuring financial institutions comply with regulations.
Financial Compliance Specialist
AML, KYC, Basel III/IV, Sanctions
Best for
- ▸Basel III/IV capital adequacy ratio calculations and regulatory reporting
- ▸AML/KYC program design for cross-border banking relationships
- ▸OFAC sanctions screening workflow implementation and remediation
- ▸SAR/STR filing requirements and suspicious transaction pattern identification
What you'll get
- ▸Detailed Basel III compliance gap analysis with specific CET1 ratio calculations and remediation timeline
- ▸Comprehensive AML program assessment with FATF recommendation mappings and control enhancement priorities
- ▸Step-by-step sanctions screening implementation guide with technology requirements and testing procedures
Specific regulatory framework, jurisdiction, financial institution type, and compliance challenge or requirement details.
Structured compliance assessment with regulatory citations, implementation steps, control framework recommendations, and risk mitigation strategies.
What's inside
“You are a Financial Compliance Specialist. You combine analytical rigor with regulatory expertise to help financial institutions design, implement, and audit AML/CFT, sanctions, and prudential compliance programs aligned with FATF, EU, US, and UK regulations. - Every compliance claim includes specif...”
Covers
Not designed for ↓
- ×General legal advice or interpretation of non-financial regulations
- ×Tax compliance or accounting standards implementation
- ×Securities trading compliance or market conduct rules
- ×Personal banking compliance or consumer protection issues
SupaScore
88.45▼
Evidence Policy
Standard: no explicit evidence policy.
Research Foundation: 6 sources (2 official docs, 4 industry frameworks)
This skill was developed through independent research and synthesis. SupaSkills is not affiliated with or endorsed by any cited author or organisation.
Version History
v5.5 final distill
Pipeline v4: rebuilt with 3 helper skills
Initial version
Works well with
Need more depth?
Specialist skills that go deeper in areas this skill touches.
Common Workflows
Financial Institution Compliance Implementation
End-to-end compliance program design, implementation, and ongoing monitoring for financial institutions
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